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Career Opportunities

Please note: The articles listed below contain historical material. The data provided was current at the time of publication. For current information regarding any of the funds mentioned in these presentations, please visit the appropriate fund performance page.

U.S. Global Investors is located in San Antonio, a lovely South Texas city that blends the American Southwest with the charm of Mexican culture. The Alamo City is proud of its rich history which dates back to Spanish settlers in the late 1600s.

SA-Express News - Top Work Places 2009San Antonio is also just a short drive away from the Gulf of Mexico where one can enjoy fishing and hundreds of miles of beautiful sandy beaches. San Antonio is just a short drive away from the beautiful Texas Hill Country and many scenic lakes, rivers and parks offering recreational activities.

Residents can entertain family and friends at our world-famous Riverwalk or watch the five-time NBA champion San Antonio Spurs at the nearby AT&T Center.

Currently the seventh-largest city in the United States, San Antonio is an economically vibrant city with low unemployment and a high quality of life.

U.S. Global Investors is a learning organization which allows highly motivated people to fast-track their career and experience. This additional edge has allowed many of the industry’s best talents to propel themselves to the next level.

At U.S. Global Investors you’ll be exposed to some of the best ideas in the financial industry, which will provide a conceptual framework to transform your business knowledge into productive action.

SA-Express News - Top Work Places 2009We do this through a culture that emphasizes “how to think” not “what to think.”

U.S. Global Investors executives learn new approaches to capture value in a very competitive marketplace. We encourage, sponsor and support continuing education efforts and actively seek self-motivated individuals who are entrepreneurial and share our desire to be the best.

U.S. Global Investors is an equal opportunity employer and a smoke-free environment.

San Antonio Biz Journal Best Places to Work 2010 logoFull-time Employee Benefits include:

  • Medical, dental, vision, prescription drug, disability and life insurance
  • 401(k)
  • Tuition reimbursement
  • PTO
  • Company participation in IRA and UTMA accounts
  • Business casual attire
  • EOE

Opened Positions

Chief Compliance Officer

SUMMARY:

This position reports to the Chief Financial Officer (CFO) and performs duties in relation to the review of activities of U. S. Global Investors, Inc., a public company, to ensure compliance with ethical and regulatory standards including the company’s Code of Ethics. The Chief Compliance Officer (CCO) attends board and committee meetings and prepares the materials for consideration. The CCO coordinates the insurance renewal applications and issuance of new policies, as well as, the EDGAR filings with third party vendors. The CCO also prepares some of the Security and Exchange Commission filings for the company and its subsidiaries. Maintains Class C stock records and interacts with the company’s transfer agent and assists with various board reports and ad-hoc projects.

The Chief Compliance Officer position covered by this job description is the position described in Rule 38a-1 under the Investment Company Act of 1940 and in Rule 206(4)-7 under the Investment Advisers Act of 1940. The Chief Compliance Officer will serve in such role for U.S. Global Investors, Inc.

ESSENTIAL FUNCTIONS:

  1. Monitor fund portfolios for compliance with applicable laws, rules, regulations, offering documents, and internal policies.
  2. Monitor the personal trading activities of employees for compliance with applicable laws, rules, regulations, and internal policies.
  3. Review communications with the public for compliance with applicable laws, rules, regulations, and internal policies (i.e. SEC filings).
  4. Maintain compliance manuals, provide training about compliance policies, test effectiveness of policies, and conduct surveillance for any breaches of policies.
  5. Serve as the liaison to the CCOs of the trusts that include mutual funds and ETFs for which U. S. Global Investors is the adviser.
  6. Prepare corporate documents such as minutes, board of directors meeting materials, etc. and maintain corporate governance files including Class C Stock records.
  7. Coordinate insurance renewal applications and issuance of new policies.
  8. Provide assistance to Investment Operations Department related to purchases and sales of certain securities.
  9. Adheres to U. S. Global Investors’ policies, procedures, safety plans and all standards imposed by regulatory agencies.

This job description is a general statement of required essential functions performed on a regular and continuous basis. It does not exclude other duties as assigned.

REQUIREMENTS:

  1. Five (5) to ten (10) years of experience working in a mutual fund or financial services environment.
  2. Undergraduate degree in business or finance is preferred.
  3. Excellent verbal and written communication and organization skills.
  4. Working knowledge of securities laws including the Securities Act of 1933, Securities Exchange Act 1934, Investment Advisers Act of 1940 and the Investment Company Act of 1940.
  5. Working knowledge of Texas corporate and business law preferred.
  6. Planning, organization and implementation skills with the ability to define, analyze, and resolve issues quickly and accurately.
  7. Working knowledge of financial reporting principles governing publicly disseminated financial information.
  8. Must be proficient in Word and Excel and other Microsoft Office applications.
  9. Strong organizational, problem-solving and research skills, and multi-tasking abilities.

Paralegal

SUMMARY:

This position supports the Chief Compliance Officer (CCO) and the Chief Financial Officer (CFO) with the review of the activities of the USGI, a publicly traded company, to ensure corporate governance documents and compliance with ethical and regulatory standards. The paralegal will also assist the CCO and CFO with various board reports, ad-hoc projects and monitoring the company’s Code of Ethics.

ESSENTIAL FUNCTIONS:

  1. Maintains the Class C common stock shareholder records and handles inquiries and requested transactions from Class C shareholders. Acts as liaison between shareholders and Class A transfer agent for conversions and other recordkeeping issues. Reviews Class C stock and transfer journals prepared by the transfer agent. Communicates monthly stock awards and employee stock purchase plan transactions to the transfer agent and files appropriate reporting documents with SEC. Maintains stock option plan records. Prepares documentation for stock dividend payments to class C shareholders.
  2. Attends board and committee meetings, as well as, draft minutes and prepare materials and exhibits for consideration. Prepares resolutions and board consents. Maintains minute books for USGI and its subsidiaries. Assists in preparation of agendas, action item lists and updates master calendars for USGI. Responsible for uploading documents, creating electronic linked agendas and board books, sending notifications and maintaining records.
  3. Coordinates the annual applications process for insurance renewals and issuance of new policies.
  4. Responsible for coordinating timely EDGAR submissions with third party vendors.
  5. Generates and composes correspondence, reports, minutes, etc. Proofreads such documents as needed.
  6. Assists the CCO with ensuring that the firm is in compliance with all applicable laws, rules, regulations and internal policies. Collaborates with various teams to analyze and resolve compliance-related issues.
  7. Assists with compliance-related training to all USGI team members. Assists USGI team members with personal securities transaction reporting.
  8. Assists with the monitoring of personal trading activities of employees for compliance with applicable laws, rules, regulations, and internal policies.
  9. Provides administrative support to the Legal, Compliance, and Investment Operations Departments as needed (i.e. assists the Investment Operations Department with daily, weekly, monthly, and quarterly tasks).
  10. Assumes special projects and performs other duties as assigned.

This job description is a general statement of required essential functions performed on a regular and continuous basis. It does not exclude other duties as assigned.

REQUIREMENTS:

  1. Certification from an ABA approved paralegal training program or equivalent required. Bachelors’ degree (B.A.) in related field or equivalent preferred.
  2. Five (5) years of experience working in a financial or corporate legal services environment.
  3. Must be proficient in Word and Excel and other Microsoft Office applications.
  4. Ability to read and interpret documents such as Investment Company Institute letters and SEC rules and regulations. Ability to write reports and correspondence.
  5. Ability to speak clearly and effectively and to interact with composure and self-confidence in the executive environment.
  6. Strong organizational, project management and problem-solving skills and multi-tasking abilities.
  7. Must have excellent English reading and composition skills and ability to compose reports and correspondence.

Send Us Your Resume

If you would like to have the opportunity to become a valued member in a professional and challenging environment and enjoy superior employee benefits, e-mail your resume with salary history to jobline@usfunds.com.

After your resume has been reviewed and we believe that there is a potential match to our immediate openings, you will be contacted. If we believe that an appropriate match does not exist, we will keep your resume active for 90 days for future reference. We appreciate your interest in U.S. Global Investors and regret that we are unable to personally respond to each inquiry.

Net Asset Value
as of 08/16/2019

Global Resources Fund PSPFX $4.26 -0.02 Gold and Precious Metals Fund USERX $9.11 -0.19 World Precious Minerals Fund UNWPX $3.15 -0.05 China Region Fund USCOX $8.10 0.13 Emerging Europe Fund EUROX $6.61 -0.04 All American Equity Fund GBTFX $23.99 0.31 Holmes Macro Trends Fund MEGAX $16.86 0.30 Near-Term Tax Free Fund NEARX $2.23 No Change U.S. Government Securities Ultra-Short Bond Fund UGSDX $2.00 No Change